Individual pension consultant vs finance consultant

Differences between individual pension consultant and finance consultant duties and responsibilities

Individual pension consultant example responsibilities.

• Manage files from origination to closing, and accurately organize and review all documents for processing.
• Provide financial products and services to assist the investors with their financial needs like loans, after tax annuities and IRAs.
• Review and implement terms of QDRO for retirement annuities in marital dissolution proceedings.
• Manage files from origination to closing, and accurately organize and review all documents for processing.
• Remain current on IRA regulations and policies.
• Develop fee-based blotter reporting program to address AUM reporting and compliance suitability.

Finance consultant example responsibilities.

• Lead new hire training for FINRA test preparation and consultative sales model.
• Manage client's portfolio to ensure proper taxation of gains/losses on exercise stock options.
• Provide expert advice to clients to achieve their financial planning goals in conjunction with an independent RIA.
• Lead and organize a weekly macro meeting with multi-asset strategists to discuss and challenge the team's positioning.
• Focuse on separately manage accounts, mutual fund and ETF wrap programs, variable annuities, and alternative strategies.
• Manage all employee relate matters, including stock options, benefits , 401K, payroll administration and human resources.
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