How is Securities used?
Zippia reviewed thousands of resumes to understand how securities is used in different jobs. Explore the list of common job responsibilities related to securities below:
- Lead and managed on-site cycle examinations of member firms to determine compliance with Federal securities laws and regulations and FINRA rules.
- Evaluate broker dealer compliance with securities rules and regulations (e.g., SEC Rules 15c3-1 and 15c3-3).
- Conduct Sales Practice examinations of securities firms to ensure their compliance with industry rules and regulations.
- Maintain proficient level of knowledge of securities rules, regulation, and products.
- Enforce all Municipal Securities (MSRB) Rules and Regulations.
- Market Regulation and Enforcement) and regulatory bodies, including the Securities and Exchange Commission (SEC) on examination matters.
Are Securities skills in demand?
Yes, securities skills are in demand today. Currently, 9,472 job openings list securities skills as a requirement. The job descriptions that most frequently include securities skills are principal examiner, securities trader, and information management officer.
How hard is it to learn Securities?
Based on the average complexity level of the jobs that use securities the most: principal examiner, securities trader, and information management officer. The complexity level of these jobs is challenging.
On this page
What jobs can you get with Securities skills?
You can get a job as a principal examiner, securities trader, and information management officer with securities skills. After analyzing resumes and job postings, we identified these as the most common job titles for candidates with securities skills.
Principal Examiner
- Securities
- FINRA
- Financial Statements
- Business Lines
- Relevant Rules
- Examination Process
Securities Trader
- Securities
- Risk Management
- Fixed Income
- Equities
- Financial Statements
- Bonds
Information Management Officer
Job description:
An Information Management officer usually works as a member of an organization's information technology department. Although the extent of their responsibilities depends on their employment, it typically includes developing and implementing information systems according to company policies and regulations, gathering and sorting data, handling databases and spreadsheets, preparing and processing documentation, and presenting progress reports to managers regularly. Moreover, an information management officer maintains an active communication line with co-workers to keep the smooth flow of operations at offices and resolve issues promptly and efficiently.
- Origination
- Securities
- Customer Service
- Treasury
- Database
- PowerPoint
Investment Fund Manager
- Investment Management
- Securities
- Financial Statements
- Mutual Funds
- Investment Fund
- Portfolio Management
Consumer Banker
Job description:
A consumer banker is responsible for providing efficient banking services, aiming for smooth operations and client satisfaction. Although the extent of their responsibilities depends on their company or place of employment, it typically revolves around assisting clients with different banking procedures, answering inquiries, processing requests such as withdrawals and deposits, opening and closing accounts, maintaining records, and performing data entry tasks. Moreover, a consumer banker typically works in a team environment, which requires an active communication line for an efficient workflow.
- Financial Services
- Securities
- Cash Management
- Excellent Interpersonal
- Bank Products
- Product Knowledge
Finance Professional
Job description:
The primary job of finance professionals is to provide financial services using their knowledge of finance, tax laws, and accounting. These professionals typically help with corporate finance, personal finance, or both. Their duties include helping clients develop financial plans that will ensure their financial stability, developing the company's financial strategy, and forecasting corporate profits and losses. Additionally, finance professionals are responsible for negotiating credit lines, preparing financial statements, and working closely with outside auditors. To become successful in this role, you need to have strong customer service and analytical skills.
- Financial Objectives
- Financial Products
- Securities
- FINRA
- Annuities
- LLC
Bank Examiner
Job description:
A bank examiner is a financial examiner who investigates banks, financial firms, and securities firms to make sure that they are safe and sound. Bank examiners are the ones who implement state and federal laws. Their duties and responsibilities include arranging audits, reviewing procedures and policies, and studying documents. The examiners interview both employees and managers. Typically, they are employed by insurance firms and financial firms as well as by the state and federal government agencies. Knowledge and skills in finance, economics, and marketing are necessary for this job.
- Securities
- OCC
- Consumer Compliance
- Bank Management
- Corrective Action
- Secrecy
Investment Counselor
Job description:
Investment counselors can be called financial planners. They usually work in a financial institution to communicate with clients on how to invest in an investment. An investment counselor often assesses the client's financial situation to come up with a financial plan. Sometimes, they are also responsible for conducting training and workshops for both clients and bank employees.
- Client Service
- Capital Markets
- Client Relationships
- Securities
- Wealth Management
- Brokerage
Securities Counselor
Job description:
A security counselor is a human service worker working in a rehabilitation center or group home to protect the clients and the public from any harm. They handle issues with discipline and ensure action is taken to prevent any incidents. They also write incident reports in case of a disciplinary issue with the clients.
- CPR
- Direct Care
- Securities
- Patrol
- Therapeutic Interventions
- Therapeutic Environment
Portfolio Administrator
Job description:
A Portfolio Administrator oversees financial analysts to put into practice strategies capable of augmenting the organization's portfolio. They research and choose the portfolio's industries, products, and regions and update the stakeholders and management about these investment decisions. Other duties performed by portfolio administrators include writing reports, creating investment strategies, assessing financial information, and monitoring business trends. These professionals also identify market opportunities and risks and reorganize portfolios as required to meet all the financial goals.
- Booking
- Securities
- CDO
- Bonds
- Financial Statements
- Reconciliations
Office System Analyst
Job description:
Office system analysts are professionals who are responsible for designing technical solutions to solve any problems related to the activities of an office. These analysts must ensure that reports of client accounts are accurate including investment, income, and expense transactions. They are required to work with senior management and the trading desk to prepare and analyze profit and loss (P/L) reports while resolving any issues. Office system analysts must also assist in the installation and configuration of software applications such as MS Office Suite to be accessed by everyone in the office.
- Derivative
- Securities
- Fixed Income
- Bloomberg
- Trade Support
- P/L
Investment Executive
Job description:
An investment executive is typically responsible for communicating with clients encourage them to invest in opportunities to make their business or company more profitable. An investment executive needs to be an influential adviser and supervisor. They have an objective for both the clients and the company, and they establish a long-term relationship by giving them investment options.
- Develop Strong Relationships
- Comprehensive Knowledge
- Financial Products
- Business Development
- Securities
- Estate Planning
Wealth Management Advisor
Job description:
As a wealth management advisor, you will be responsible for advising and guiding clients on financial plans using your knowledge and expertise on investment and tax strategies, pension plans, insurance, real estate, and securities. You will be regularly checking clients to re-evaluate their situation and future financial goals. Additionally, you are responsible for assessing clients' tolerance for risk and providing an investment strategy to help them reach these goals. Other duties and responsibilities may include coordinating with your lawyers or accountants to minimize the tax owed by their clients and assisting clients with estate planning strategies.
- Customer Service
- Insurance Products
- Securities
- Portfolio Management
- Client Relationships
- FINRA
Registered Sales Assistant
- Customer Service
- Securities
- Client Accounts
- Client Service
- FINRA
- Travel Arrangements
Certified Finance Planner
- Estate Planning
- Securities
- Investment Management
- Life Insurance
- Tax Planning
- Retirement Planning
Director Of Special Services
- Social Work
- Business Development
- Mental Health
- Securities
- Treasury
- Staff Development
Fixed Income Portfolio Manager
Job description:
A fixed income portfolio manager must be able to work closely with their clients to achieve the best cash flows for their best interest. They implement strategies that can help in increasing their client's profits from their fixed-income investments. They also select, monitor, and analyze securities that may help in ensuring benefits for their clients. They also help their client understand the various tax restrictions applicable to every client portfolio so that each goal is achieved.
- Fixed Income
- Macro
- Risk Management
- Income Portfolio
- Securities
- Portfolio Construction
Portfolio Assistant
- Financial Statements
- Portfolio Management
- Fixed Income
- Securities
- Equity Research
- Equities
Trading Assistant
Job description:
A trading assistant is primarily in charge of performing support tasks for traders and participate in securing sales for a company. Their responsibilities typically revolve around liaising with clients through calls and correspondence to offer products and services, discussing specifications, negotiating billing plans, and processing payments. They must also assist traders by performing market research and analysis, preparing and processing documentation, arranging meetings and appointments, running errands, and resolving issues and concerns in adherence to the company's policies and regulations.
- Trade Shows
- P/L
- Securities
- Portfolio
- Bloomberg
- Fixed Income
How much can you earn with Securities skills?
You can earn up to $74,253 a year with securities skills if you become a principal examiner, the highest-paying job that requires securities skills. Securities traders can earn the second-highest salary among jobs that use Python, $116,767 a year.
| Job title | Average salary | Hourly rate |
|---|---|---|
| Principal Examiner | $74,253 | $36 |
| Securities Trader | $116,767 | $56 |
| Information Management Officer | $51,570 | $25 |
| Investment Fund Manager | $115,892 | $56 |
| Consumer Banker | $39,462 | $19 |
Companies using Securities in 2025
The top companies that look for employees with securities skills are JPMorgan Chase & Co., Bankers Life Insurance Company, and J.P. Morgan. In the millions of job postings we reviewed, these companies mention securities skills most frequently.
| Rank | Company | % of all skills | Job openings |
|---|---|---|---|
| 1 | JPMorgan Chase & Co. | 16% | 11,470 |
| 2 | Bankers Life Insurance Company | 9% | 15 |
| 3 | J.P. Morgan | 9% | 0 |
| 4 | LPL Financial | 7% | 1,035 |
| 5 | Financial Industry Regulatory Authority (finra) | 6% | 32 |
Departments using Securities
| Department | Average salary |
|---|---|
| Finance | $70,124 |
20 courses for Securities skills
1. Security Engineer
Gain the highly sought-after skills to protect an organization’s computer networks and systems from security threats or attacks...
2. Security Analyst
Meet the growing demand for cybersecurity professionals by gaining the skills to protect an organization’s computer networks and systems...
3. Security Architect
Meet the growing demand for security architects and learn the skills required to advance your cybersecurity career. You will master the skills necessary to become a successful security architect. Learn core strategies and implementation elements of security infrastructure design and management at an enterprise level...
4. Enterprise Security
Meet the growing demand for enterprise security engineers and learn the foundational skills of security engineering within an enterprise setting...
5. Zero Trust Security
Companies around the world are facing constant and evolving cyber attacks, so it’s imperative that they find talent with the dynamic skills to address these pressing issues...
6. JavaScript Security
In this Specialization, we will investigate, prevent, and resolve JavaScript-related attacks and learn how to build safer JavaScript applications. JavaScript is a fundamental technology for building web applications and is also popular for building server-side, desktop, and even mobile applications. Most of this learning Specialization will cover front-end JavaScript; however, we will also consider Node.js. After completing this Specialization, you will understand the diverse threats and protections of the JavaScript world...
7. Data Security
If you are an associate-level cybersecurity analyst who is working in security operation centers, this course will help you explore data type categories in context to network security analytics. By the end of the course, you will be able to: • Explain the data that is available to the network security analysis •Describe the various types of data used in monitoring network security • Describe the deployment and use of SIEMs to collect, sort, process, prioritize, store, and report alarms • Describe the functions of SOAR platforms and features of Cisco SecureX •Describe the Security Onion Open Source security monitoring tool • Explain how packet capture data is stored in the PCAP format and the storage requirements for full packet capture. • Describe packet capture usage and benefits for investigating security incidents • Describe packet captures using tools such as Tcpdump • Describe session data content and provide an example of session data •Describe transaction data content and provide an example of transaction data z • Describe alert data content and provide an example of alert data •Describe other types of NSM data (extracted content, statistical data, and metadata) •Explain the need to correlate NSM data and provide an example •Describe the Information Security CIA triad • Understand PII as it relates to information security • Describe compliance regulations and their effects on an organization • Describe intellectual property and the importance of protecting it • Use various tool capabilities of the Security Onion Linux distribution To be successful in this course, you should have the following background: 1. Skills and knowledge equivalent to those learned in Implementing and Administering Cisco Solutions (CCNA) v1.0 course 2. Familiarity with Ethernet and TCP/IP networking 3. Working knowledge of the Windows and Linux operating systems 4. Familiarity with basics of networking security concepts...
8. Hardware Security
In this course, we will study security and trust from the hardware perspective. Upon completing the course, students will understand the vulnerabilities in current digital system design flow and the physical attacks to these systems. They will learn that security starts from hardware design and be familiar with the tools and skills to build secure and trusted hardware...
9. OS Security
This course provides you with the opportunity to learn about OS security. It examines both Windows and Linux operating systems. The career skills acquired in the course introduce the understanding of OS operating system security and its importance in operating system support. At the end of the course, you will be able to: - Explore operating system firewalls. - Demonstrate the use of Operating System logs. - Explore Operating system permissions. Software requirements: Windows and Linux...
10. Cyber Security: OS Security
This is a basic introduction to operating system security. The operating system (OS) provides the foundation upon which applications are built. The OS facilitates applications by providing an interface to hardware and services such as printing, networking, and file systems. The OS mediates access to hardware - ensuring that hardware is shared fairly among all applications. By controlling access to hardware, the OS protects the integrity of the secondary storage that is used by applications to store data. But the OS can be hacked. How can you prevent this? In this course you will learn various techniques you can use to increase your OS security. These techniques can be applied to any OS, regardless of whether it is Windows, Mac OS X or Linux. Some techniques include: Anti-Malware: Scans the file system and removes any malware, Anti-Virus: Scans the file system and removes any virus. If you are new to Cyber Security or just want to improve your OS Security, this course is for you. It is a beginner course which has no prior requirements. You will learn how an OS can be compromised (including demos from a hackers perspective) and what you can do to prevent this. The internet is full of danger. Do you want to be more secure? want to prevent becoming a victim? this course is for you. It will teach you the basic techniques from both a defensive and an offensive perspective. You will learn how a hacker targets your system and how you can prevent getting hacked...
11. Security Awareness Training
The security of an organization is of the utmost importance and every member of the organization's staff plays a vital role in defending against cyber threats. One of the best ways to protect the organization is to institute a company-wide security-awareness training initiative. This course is a complete foundational security awareness training program that covers a wide array of topics for nearly every type of end-user and learner level. The content is designed to allow organizations to be able to provide a comprehensive training program to help them protect their information assets against threats. This training lasts approximately 2 hours and was designed to be engaging and is based on real scenarios staff may face. The training is modular and does not have to be completed in one sitting. Topics included in this course are as follows: • Importance of Security • Data and Account Security • Passwords • Networking and Mobile Security • Malware • Social Engineering...
12. Secure Coding Practices
This Specialization is intended for software developers of any level who are not yet fluent with secure coding and programming techniques.Through four courses, you will cover the principles of secure coding, concepts of threat modeling and cryptography and exploit vulnerabilities in both C/C++ and Java languages, which will prepare you to think like a hacker and protect your organizations information. The courses provide ample practice activities including exploiting WebGoat, an OWASP project designed to teach penetration testing...
13. Secure Software Design
Information security is an extremely important topic in our world today. As individuals, we seek to protect our personal information while the corporations we work for have to protect suppliers, customers, and company assets. Creating secure software requires implementing secure practices as early in the software development lifecycle (SDLC) as possible.\n\nThis Specialization focuses on ensuring security as part of software design and is for anyone with some workplace experience in software development who needs the background, perspective, and skills to recognize important security aspects of software design.\n\nYou’ll consider secure design for multiple SDLC models, software architecture considerations, and design patterns. You’ll understand how to identify and implement secure design when considering databases, UML, unit testing, and ethics. Mindsets and attitudes of successful designers—and hackers—are presented as well as project successes and failures.\n\nAlways at the core of front-end design will be user experience and you will have the opportunity to ensure clean and effective user interfaces that also serve to provide the best security. Back-end development topics such as database design are also covered...
14. Security Analyst Fundamentals
There are a growing number of exciting, well-paying jobs in today’s security industry that do not require a traditional college degree. Forbes estimates that there will be as many as 3.5 million unfilled positions in the industry worldwide by 2021! One position with a severe shortage of skills is as a cybersecurity analyst.\n\nThroughout this specialization, you will learn concepts around digital forensics, penetration testing and incident response. You will learn about threat intelligence and tools to gather data to prevent an attack or in the event your organization is attacked. You will have the opportunity to review some of the largest breach cases and try your hand at reporting on a real world breach.\n\nThe content creators and instructors are architects , Security Operation Center (SOC) analysts, and distinguished engineers who work with cybersecurity in their day to day lives at IBM with a worldwide perspective. They will share their skills which they need to secure IBM and its clients security systems.\n\nThe completion of this specialization also makes you eligible to earn the System Analyst Fundamentals IBM digital badge. More information about the badge can be found here:\n\nhttps://www.youracclaim.com/org/ibm/badge/security-analyst-fundamentals...
15. Managing Network Security
Almost every organization uses computer networks to share their information and to support their business operations. When we allow network access to data it is exposed to threats from inside and outside of the organization. This course examines the threats associated with using internal and external networks and how to manage the protection of information when it’s accessible via networks. In this course, a learner will be able to: ● Describe the threats to data from information communication technology (ICT) ● Identify the issues and practices associated with managing network security ● Identify the practices, tools, and methodologies associated with assessing network security ● Describe the components of an effective network security program...
16. AWS: Infrastructure Security
AWS: Infrastructure Security Course is the second course of Exam Prep SCS-C02: AWS Certified Security – Specialty Specialization. This course assists learners to design security controls for edge services such as AWS WAF and AWS Shield. This course is basically divided into two modules and each module is further segmented by Lessons and Video Lectures. This course facilitates learners with approximately 3:00-3:30 Hours of Video lectures that provide both Theory and Hands-On knowledge. Also, Graded and Ungraded Quizzes are provided with every module in order to test the ability of learners. Module 1: Network Security Controls: VPC Components Module 2: Network Security Controls: VPC Peering and Endpoints Module 3: Security Controls for Edge Services in AWS Two years of experience in configuring VPC infrastructure. Candidates being certified with AWS Solutions Architect Associate can prepare for this course and appear for the Security specialty exam. By the end of this course, a learner will be able to: - Implement VPC security mechanisms in AWS. - Determine solutions to produce desired network behavior in AWS. - Explore AWS services to scan vulnerabilities in compute workloads...
17. Cloud Application Security
After completing the course, the student should be able to do the following: ● List and describe the OWASP Top 10 vulnerabilities. ● Identify methods to provide cloud security assurance as part of the development life cycle, e.g. in a continuous delivery environment. ● List and describe the different types of virtualization or sandboxing used to protect cloud applications at either the server or client. ● Describe the application of authentication factors and federated identity solutions in cloud client and server authentication. ● Given a cloud application, explain where and how the necessary crypto keys, passwords, and other security secrets should be stored and distributed...
18. Cloud Computing Security
In this MOOC, we will learn Cloud Computing basics using AWS as an example, We will guide you to create AWS account, planning AWS resources for your cloud systems, create AWS EC2 instances, access them and configure the popular LAMP web services with MySQL database. We will guide you to create user accounts for your programmer or operators using AWS Identify and Access management GUI, Register your domain name and setup DNS entry for your servers using AWS Route 53 in 22 mintues! and show you how to use AWS Command Line interface to create and managing instances and services programmatically. We then introduce AWS Load balancing feature, create load balancing cluster for scalability and reliability. We also demonstrate how to diagnose the problem introduced by the health check and firewall restriction conflicts. By the end of this course, you should be able to create your own web cluster with mysql databases, setup your users with credentials to manage your AWS resources/virtual machines either through their management control interface or using AWS CLI API using scripts. You will also learn the best practice in cloud security and debugging service interaction issues may arise in the cloud systems...
19. Cloud Data Security
This course gives learners an opportunity to explore data security in the cloud. In this course, learners will: * Dive into the data services offered by cloud providers and compare their security features. * Analyze a data breach and trace it back to the vulnerability that made it possible. * Learn about database injection and aggregation attacks. * Follow the life cycle of a data item and its relationship to privacy and integrity. * Associate modern privacy requirements with US and European laws...
20. International Security Management
In this MOOC you will learn about the colorful and diverse international security landscape, and gain insights into challenging topics including Open Source Intelligence, serious organised crime and illicit trade. You will also meet stakeholders from different sectors and backgrounds. We recorded our videos at different locations in Europe to also give you an insight into the original environment of our contributing experts. You will realize that the style and focus of the various presentations will differ from one week to the other. We feel that this is a big asset! And yes, we also have men in suits and uniforms.....