Auditor-in-charge vs compliance auditor

Differences between auditor-in-charge and compliance auditor duties and responsibilities

Auditor-in-charge example responsibilities.

• Manage accounting operations, accounting close, account reporting and reconciliations for internal corporate and bank transactions.
• Plan and execute financial and operational audits including risk assessments and SOX testing.
• Conduct Medicare and Medicaid field audits.
• Prepare payrolls and quarterly payroll and sales tax returns.
• Ensure clients' financial records in compliance with GAAP and GAAS :.
• Complete CPA exam on first sitting -schedule, supervise and train staff personnel
Show more

Compliance auditor example responsibilities.

• Work with department analyst to create measurement tools and methods for communicating results and managing QA analysis in compiling/reporting results.
• Identify any issues that do not conform to CFR, ICH guidelines and corporate expectations.
• Research HIPAA information from CMS website in order to determine correct revisions for policies and procedures and develop company-wide communications.
• Coordinate team meetings, maintain calendars, support team with PowerPoint presentations.
• Prepare and perform in-house presentations (both in person and using JoinMe) using PowerPoint.
• Evaluate the level of compliance with company policy, GAAP, contract requirements and applicable rules and regulations.
Show more