Chief compliance officer vs compliance investigator

The differences between chief compliance officers and compliance investigators can be seen in a few details. Each job has different responsibilities and duties. Additionally, a chief compliance officer has an average salary of $102,166, which is higher than the $58,594 average annual salary of a compliance investigator.

The top three skills for a chief compliance officer include oversight, compliance issues and risk management. The most important skills for a compliance investigator are federal laws, law enforcement, and management system.

Chief compliance officer vs compliance investigator overview

	Chief Compliance Officer	Compliance Investigator
Yearly salary	$102,166	$58,594
Hourly rate	$49.12	$28.17
Growth rate	-	3%
Number of jobs	76,701	19,977
Job satisfaction	-	-
Most common degree	Bachelor's Degree, 60%	Bachelor's Degree, 65%
Average age	46	46
Years of experience	-	-

What does a chief compliance officer do?

A CCO or Chief Compliance Officer's primary responsibility is to ensure all procedures or activities are compliant with the company's overall policy and adhering to legal protocols with state and federal laws. Thus, the CCO drafts, proposes and develops compliance programs for the company to implement. Through the chief compliance officer's work, the company can lessen its liabilities and issues that may cause disruptions in production. The CCO is also part of the team that ensures quality in all company processes and activities.

What does a compliance investigator do?

A compliance investigator is primarily responsible for ensuring all aspects of a facility or company complies with its policies and regulations, including government laws and standards. Their responsibilities revolve around conducting regular inspections, gathering and assessing documentation, and conducting interviews and assessments. There are also instances when a compliance investigator must travel to different locations, investigate contract adherence, and identify any fraudulent or illegal activities. Furthermore, it is essential to maintain records of all investigations, producing progress reports as needed.

Chief compliance officer vs compliance investigator salary

Chief compliance officers and compliance investigators have different pay scales, as shown below.

	Chief Compliance Officer	Compliance Investigator
Average salary	$102,166	$58,594
Salary range	Between $65,000 And $159,000	Between $42,000 And $80,000
Highest paying City	Washington, DC	Menlo Park, CA
Highest paying state	Delaware	Delaware
Best paying company	McKinsey & Company Inc	Meta
Best paying industry	Finance	Pharmaceutical

Differences between chief compliance officer and compliance investigator education

There are a few differences between a chief compliance officer and a compliance investigator in terms of educational background:

	Chief Compliance Officer	Compliance Investigator
Most common degree	Bachelor's Degree, 60%	Bachelor's Degree, 65%
Most common major	Law	Criminal Justice
Most common college	Harvard University	-

Chief compliance officer vs compliance investigator demographics

Here are the differences between chief compliance officers' and compliance investigators' demographics:

	Chief Compliance Officer	Compliance Investigator
Average age	46	46
Gender ratio	Male, 64.7% Female, 35.3%	Male, 57.3% Female, 42.7%
Race ratio	Black or African American, 11.1% Unknown, 4.5% Hispanic or Latino, 15.7% Asian, 8.2% White, 59.7% American Indian and Alaska Native, 0.8%	Black or African American, 12.0% Unknown, 4.5% Hispanic or Latino, 15.4% Asian, 8.1% White, 59.3% American Indian and Alaska Native, 0.8%
LGBT Percentage	12%	12%

Differences between chief compliance officer and compliance investigator duties and responsibilities

Chief compliance officer example responsibilities.

Achieve desired results of no material audits or investigations thereafter by CMS or OIG.
Respond to all regulatory inquiries and manage FINRA routine and trading examinations.
Manage successful litigation, arbitration and mediation proceedings, including commercial disputes, product liability, employment and intellectual property.
Work closely with industry-leading securities attorneys in matters of pending litigation, consumer complaints, and regulatory investigations.
Develop, maintain and enforce policies and procedures relate to anti-money laundering, ethics training, and business continuity.
Draft complete sets of HIPAA privacy and security policies and regularly advise clients on state and federal privacy issues.

Compliance investigator example responsibilities.

Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
Conduct BSA risk assessments on new products & services.
Prepare and conduct yearly bank wide BSA/AML training.
Research employee theft, fraud, Medicaid and Medicare contract compliance and computer security issues.
Investigate potential AML, KYC and OFAC violations in the Americas and draft reports of findings.
Investigate potential OFAC violations, money laundering, and fraudulent financial activity across client business lines.

Chief compliance officer vs compliance investigator skills

Common chief compliance officer skills

Oversight, 8%
Compliance Issues, 6%
Risk Management, 6%
Ethics, 6%
Regulatory Compliance, 5%
Risk Assessments, 5%

Common compliance investigator skills

Federal Laws, 10%
Law Enforcement, 10%
Management System, 7%
Conduct Investigations, 5%
Ethics, 5%
Due Diligence, 4%

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Chief Compliance Officer
Chief Compliance Officer vs Compliance Investigator

Updated January 8, 2025

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