Chief compliance officer vs corporate compliance officer

Differences between chief compliance officer and corporate compliance officer duties and responsibilities

Chief compliance officer example responsibilities.

• Achieve desired results of no material audits or investigations thereafter by CMS or OIG.
• Respond to all regulatory inquiries and manage FINRA routine and trading examinations.
• Manage successful litigation, arbitration and mediation proceedings, including commercial disputes, product liability, employment and intellectual property.
• Work closely with industry-leading securities attorneys in matters of pending litigation, consumer complaints, and regulatory investigations.
• Develop, maintain and enforce policies and procedures relate to anti-money laundering, ethics training, and business continuity.
• Draft complete sets of HIPAA privacy and security policies and regularly advise clients on state and federal privacy issues.
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Corporate compliance officer example responsibilities.

• Manage successful litigation, arbitration and mediation proceedings, including commercial disputes, product liability, employment and intellectual property.
• Develop and maintain corporate training program for AML and BSA.
• Interpret laws, rules and regulations relate to Medicare, Medicaid, HIPAA and HITECH.
• Advise business partners and senior managers on OFAC, AML, and BSA compliance strategies.
• Direct oversight of facility-base quality, compliance and risk management directors.
• Provide information and training within region regarding ethics and compliance policies.
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