Chief compliance officer vs license inspector

Differences between chief compliance officer and license inspector duties and responsibilities

Chief compliance officer example responsibilities.

• Achieve desired results of no material audits or investigations thereafter by CMS or OIG.
• Respond to all regulatory inquiries and manage FINRA routine and trading examinations.
• Manage successful litigation, arbitration and mediation proceedings, including commercial disputes, product liability, employment and intellectual property.
• Work closely with industry-leading securities attorneys in matters of pending litigation, consumer complaints, and regulatory investigations.
• Develop, maintain and enforce policies and procedures relate to anti-money laundering, ethics training, and business continuity.
• Draft complete sets of HIPAA privacy and security policies and regularly advise clients on state and federal privacy issues.
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License inspector example responsibilities.

• Perform fit test, EPA regulate air sampling, training and scheduling and manage HealthRX database.
• Inspect & evaluate the condition electrical, plumbing, HVAC and relate operating systems.
• Inspect housing systems including foundations, HVAC, electrical, plumbing, roofing and structural.
• Provide updated information, interpretation and explanation of plumbing and mechanical codes to contractors, engineers, architects and other inspectors.
• Conduct water testing and radon gas testing.
• Conduct subsistence quality assurance inspections in food handling establishments, evaluates and recommends corrective actions for unsanitary conditions.