Chief compliance officer vs regulatory compliance specialist

Differences between chief compliance officer and regulatory compliance specialist duties and responsibilities

Chief compliance officer example responsibilities.

• Achieve desired results of no material audits or investigations thereafter by CMS or OIG.
• Respond to all regulatory inquiries and manage FINRA routine and trading examinations.
• Manage successful litigation, arbitration and mediation proceedings, including commercial disputes, product liability, employment and intellectual property.
• Work closely with industry-leading securities attorneys in matters of pending litigation, consumer complaints, and regulatory investigations.
• Develop, maintain and enforce policies and procedures relate to anti-money laundering, ethics training, and business continuity.
• Draft complete sets of HIPAA privacy and security policies and regularly advise clients on state and federal privacy issues.
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Regulatory compliance specialist example responsibilities.

• Manage an ongoing closure at a former phosphate plant with an emphasis on phosphogypsum stacks and NPDES storm water permits.
• Manage RCRA permit hazardous waste storage facility.
• Provide EHS regulatory compliance services to several federal government clients and manage hazardous waste documentation databases.
• Manage and submit regulatory permit and notification applications to USDA to import, move and release regulate plant materials.
• Support FDA, ISO, and internal audits as needed.
• Follow ISO procedures and GMP requirements pertaining to medical devices.
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