Compliance director vs compliance vice president

Differences between compliance director and compliance vice president duties and responsibilities

Compliance director example responsibilities.

• Manage monthly FINRA registration fee allocations and departmental expenses.
• Manage Sarbanes-Oxley financial reporting and CAMP+ coverage, and certification process.
• Develop strategy to integrate acquired/new operations to achieve company ethics & compliance standards.
• Manage senior and junior surveillance/investigation analysts responsible for conducting AML surveillance and investigations.
• Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
• Provide explanations to families on Medicare and Medicaid billing and benefits.
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Compliance vice president example responsibilities.

• Lead the SOX compliance effort with assistance from one direct report.
• Lead HIPAA investigation and response team as part of theft of laptop containing multiple clients' sensitive information.
• Manage outside counsel regarding litigation, employment disputes, product liability, and prosecution and protection of intellectual property.
• Manage successful litigation, arbitration and mediation proceedings, including commercial disputes, product liability, employment and intellectual property.
• Develop and deliver ethics and compliance training.
• Ensure coordination of CMS to file management systems.
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