Compliance officer vs compliance director

Differences between compliance officer and compliance director duties and responsibilities

Compliance officer example responsibilities.

• Achieve millions of dollars in possible FDA fines and remediation costs by eliminating regulatory risk.
• Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Track and coordinate CAPA to ensure effectiveness in root cause remediation.
• Support senior compliance staff and legal counsel in all phases of investigation and litigation.
• Use the Internet, Lexis Nexis and Accuity as necessary to perform EDD QA processes.
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Compliance director example responsibilities.

• Manage monthly FINRA registration fee allocations and departmental expenses.
• Manage Sarbanes-Oxley financial reporting and CAMP+ coverage, and certification process.
• Develop strategy to integrate acquired/new operations to achieve company ethics & compliance standards.
• Manage senior and junior surveillance/investigation analysts responsible for conducting AML surveillance and investigations.
• Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
• Provide explanations to families on Medicare and Medicaid billing and benefits.
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