Post job

Compliance officer vs lead auditor

The differences between compliance officers and lead auditors can be seen in a few details. Each job has different responsibilities and duties. Additionally, a lead auditor has an average salary of $85,352, which is higher than the $64,058 average annual salary of a compliance officer.

The top three skills for a compliance officer include oversight, risk management and compliance program. The most important skills for a lead auditor are ISO, medicare, and management system.

Compliance officer vs lead auditor overview

Compliance OfficerLead Auditor
Yearly salary$64,058$85,352
Hourly rate$30.80$41.03
Growth rate-6%
Number of jobs69,16120,504
Job satisfaction--
Most common degreeBachelor's Degree, 61%Bachelor's Degree, 58%
Average age4644
Years of experience--

What does a compliance officer do?

A compliance officer is responsible for monitoring company operations, ensuring that all the processes and members are adhering to the regulatory and procedural policies set by the company. Compliance officers' duties also include proposing compliance programs, reviewing and updating existing company policies with management approval, taking immediate actions for policy violations, and mitigating risks. A compliance officer must have extensive knowledge of legal procedures and regulatory standards to manage and evaluate problems, providing meaningful solutions, and keep the company's positive reputation.

What does a lead auditor do?

Lead auditors are professionals who are responsible for providing leadership and coordinating work schedules to a team of audit experts within an organization. These lead auditors are required to prepare audit plans and conduct team meetings before conducting internal or external audits at the end of the quarter or year. They must conduct audits to provide reviews to the management about the effectiveness of the overall quality system. Lead auditors must also develop action plans to improve the financial reporting systems of the organization.

Compliance officer vs lead auditor salary

Compliance officers and lead auditors have different pay scales, as shown below.

Compliance OfficerLead Auditor
Average salary$64,058$85,352
Salary rangeBetween $42,000 And $96,000Between $62,000 And $115,000
Highest paying CityWilmington, DENew York, NY
Highest paying stateDelawareNew York
Best paying companyMetaMeta
Best paying industryFinanceProfessional

Differences between compliance officer and lead auditor education

There are a few differences between a compliance officer and a lead auditor in terms of educational background:

Compliance OfficerLead Auditor
Most common degreeBachelor's Degree, 61%Bachelor's Degree, 58%
Most common majorBusinessBusiness
Most common collegeHarvard UniversityUniversity of Pennsylvania

Compliance officer vs lead auditor demographics

Here are the differences between compliance officers' and lead auditors' demographics:

Compliance OfficerLead Auditor
Average age4644
Gender ratioMale, 48.8% Female, 51.2%Male, 57.9% Female, 42.1%
Race ratioBlack or African American, 11.1% Unknown, 4.5% Hispanic or Latino, 15.9% Asian, 8.3% White, 59.4% American Indian and Alaska Native, 0.8%Black or African American, 8.7% Unknown, 4.0% Hispanic or Latino, 11.0% Asian, 12.2% White, 63.7% American Indian and Alaska Native, 0.5%
LGBT Percentage12%7%

Differences between compliance officer and lead auditor duties and responsibilities

Compliance officer example responsibilities.

  • Achieve millions of dollars in possible FDA fines and remediation costs by eliminating regulatory risk.
  • Lead a team to review new HCBS final rules settings as outlined by CMS for all contract provider agencies.
  • Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
  • Track and coordinate CAPA to ensure effectiveness in root cause remediation.
  • Support senior compliance staff and legal counsel in all phases of investigation and litigation.
  • Use the Internet, Lexis Nexis and Accuity as necessary to perform EDD QA processes.
  • Show more

Lead auditor example responsibilities.

  • Manage the SOX business process implementation, execution and improvement initiatives.
  • Work with department analyst to create measurement tools and methods for communicating results and managing QA analysis in compiling/reporting results.
  • Enhance Sarbanes-Oxley (SOX) audit templates to provide standardization and structure that reflect current best practices while maximizing productivity.
  • Work the RMEI/RMAU reports regularly for various Medicare account types.
  • Develop exact specifications to determine why claims are not paid in accordance with specific DME Medicare guidelines.
  • Conduct surveillance and assessment of manufacturing firms, industries and companies to ensure that these systems comply with ISO standards.
  • Show more

Compliance officer vs lead auditor skills

Common compliance officer skills
  • Oversight, 7%
  • Risk Management, 7%
  • Compliance Program, 6%
  • Compliance Issues, 5%
  • Risk Assessments, 4%
  • PowerPoint, 4%
Common lead auditor skills
  • ISO, 16%
  • Medicare, 10%
  • Management System, 6%
  • Audit Reports, 5%
  • Corrective Action, 5%
  • Internal Controls, 4%

Browse business and financial jobs