Bank compliance officer vs compliance coordinator

Differences between bank compliance officer and compliance coordinator duties and responsibilities

Bank compliance officer example responsibilities.

• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Prepare highly detail and concise written documentation to support reasons why no SAR are deemed necessary.
• Assist in creating, updating and reviewing compliance policies, procedures and guidance/tools relate to BSA/AML including KYC and OFAC.
• Implement rule-based SAR parameters for the detection of possible suspicious activity in wire transmission.
• Identify all transactions in OTC equity securities and ascertain that every recommendation to customers meet suitability standards via exclusion or exemption.
• Conduct personal injury, vehicle accidents, and worker's compensation investigations in anticipation of litigation.

Compliance coordinator example responsibilities.

• Schedule production from sales forecast, manage a budget, review manufacturing lot records for GMP compliance and make personnel decisions.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Gather detail documentation, and develop PowerPoint presentations on corrective action plans for stakeholder meetings.
• Develop and implement employee and physician education and training programs relevant to HIPAA regulatory requirements.
• Understand and live by PPG's ethics and business conduct policies.
• Publish current database on SharePoint; send to field base representatives.
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