Transfer agent vs market maker

Differences between transfer agent and market maker duties and responsibilities

Transfer agent example responsibilities.

• Schedule and meet individuals\groups for assign or self-generate leads, assist and enroll eligible individuals in suitable Medicare product.
• Adhere to FDCPA regulations, federal, state and local law provisions.
• Research inquiries and provide appropriate feedback including company policies, IRS regulations and compliance requirements.
• Provide information to clients on Fidelityproducts, services, operational procedures, including 401k, transaction and NAV quotes.
• Answer complex financial inquiries including, fund and market performance, taxation (cost basis, IRS forms, etc.
• Demonstrate strong understanding of Comcast products, promoting and selling offerings to individual customers by knocking every door within assign territories.
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Market maker example responsibilities.

• Manage and critiqu all trades execute on NYMEX trading floor via computer system.
• Trade several equities and options names, managing all risk, capital and executing trades using electronic screen base software/technology.
• Dissect and manage complex derivative position risks, manage risks and interpret complex financial documents.
• Price and risk manage multiple positions in corporate derivatives, including accelerate share buyback programs and long-date convertible bond/call spread overlays.
• Merge business operations to expand service offering to include etf's, options, and foreign adr's.
• Analyze market conditions and make decisions to buy/sell equities using fundamental and technical analysis.
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