Transfer agent vs record keeper

Differences between transfer agent and record keeper duties and responsibilities

Transfer agent example responsibilities.

• Schedule and meet individuals\groups for assign or self-generate leads, assist and enroll eligible individuals in suitable Medicare product.
• Adhere to FDCPA regulations, federal, state and local law provisions.
• Research inquiries and provide appropriate feedback including company policies, IRS regulations and compliance requirements.
• Provide information to clients on Fidelityproducts, services, operational procedures, including 401k, transaction and NAV quotes.
• Answer complex financial inquiries including, fund and market performance, taxation (cost basis, IRS forms, etc.
• Demonstrate strong understanding of Comcast products, promoting and selling offerings to individual customers by knocking every door within assign territories.
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Record keeper example responsibilities.

• Manage and organize all paperwork concerning caregivers and patients; organize filing system; ensure operation of electronic filing systems.
• Verify that all requests are HIPAA compliant.
• Make sure that all HIPPA regulations are follow through.
• Record flight records by date or hours for every helicopter part as outlined by FAA.
• Comply with the BIA records management procedures and keep current for review by the AOTR/Sub-AOTR, at the project site.
• Confirm any FAA updates daily and update part expiration spreadsheet accordingly.
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