Transfer agent vs sales trader

Differences between transfer agent and sales trader duties and responsibilities

Transfer agent example responsibilities.

• Schedule and meet individuals\groups for assign or self-generate leads, assist and enroll eligible individuals in suitable Medicare product.
• Adhere to FDCPA regulations, federal, state and local law provisions.
• Research inquiries and provide appropriate feedback including company policies, IRS regulations and compliance requirements.
• Provide information to clients on Fidelityproducts, services, operational procedures, including 401k, transaction and NAV quotes.
• Answer complex financial inquiries including, fund and market performance, taxation (cost basis, IRS forms, etc.
• Demonstrate strong understanding of Comcast products, promoting and selling offerings to individual customers by knocking every door within assign territories.
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Sales trader example responsibilities.

• Price, trade and risk manage equity derivatives including OTC single stock options and list options.
• Manage business, sales, marketing, international negotiation and communication for a commodities business.
• Administer institutional equity accounts and expedite customer order flow for the NYSE, NASDAQ and OTC marketplace.
• Trade exchange list and OTC stocks, fixed-income securities and equity derivatives, prior to company sell to UBS.
• Develop relationships with institutional clients in equities primary and secondary markets.
• Transact institutional equity and derivative trades on behalf of alternative investment funds.
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