Compliance specialist vs compliance director

Differences between compliance specialist and compliance director duties and responsibilities

Compliance specialist example responsibilities.

• Lead bi-weekly Medicaid meetings to maintain effective communication with all staff regarding AHCA updates and notifications.
• Manage and submit regulatory permit and notification applications to USDA to import, move and release regulate plant materials.
• Participate in OCC exam preparation and review including research and presentation of documentation to achieve compliance with federal examiner requests.
• Access the IDX system to obtain patient billing information in order to review Medicare and Medicaid payments.
• Develop training materials to be used company-wide for regulatory mandate continuing education; create written policy manual for ethics and compliance.
• Perform SOX control testing and validation.
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Compliance director example responsibilities.

• Manage monthly FINRA registration fee allocations and departmental expenses.
• Manage Sarbanes-Oxley financial reporting and CAMP+ coverage, and certification process.
• Develop strategy to integrate acquired/new operations to achieve company ethics & compliance standards.
• Manage senior and junior surveillance/investigation analysts responsible for conducting AML surveillance and investigations.
• Develop, manage and implement program governance and structure to ensure major programs are strategically align with organizational objectives.
• Provide explanations to families on Medicare and Medicaid billing and benefits.
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