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Top 20 companies that use Securities

Companies that use securities include JPMorgan Chase & Co., Bankers Life Insurance Company, J.P. Morgan, and several other companies.

What companies use Securities the most?

1. JPMorgan Chase & Co.

Zippia score 4.8

How JPMorgan Chase & Co. uses Securities:

  • Partnered with other lines of business such as retail lending, business banking and securities to maximize customer relationships.
  • Direct report to Worldwide Securities Services Delaware Operations Controller.
  • Applied market and securities knowledge to promote, sell, and refer products and services.

Most common skills for JPMorgan Chase & Co.:

  • Customer Service
  • QA
  • Process Improvement
  • Customer Inquiries
  • Customer Accounts
  • SharePoint

2. Bankers Life Insurance Company

Zippia score 4.5

How Bankers Life Insurance Company uses Securities:

  • Verify suitability of moving securities assets into fixed insurance products.

Most common skills for Bankers Life Insurance Company:

  • Annuities
  • Term Care
  • Cold Calls
  • Financial Resources
  • Retirement Planning
  • Medicare

3. J.P. Morgan

Zippia score 4.6

How J.P. Morgan uses Securities:

  • Directed Legal partners during review and negotiations of securities financing agreements and transactions.
  • Required to conform to legal and regulatory requirements and guidelines associated with state insurance and securities regulators.
  • Structured transactions, price and distribute securities, and assisted with closing deals.

Most common skills for J.P. Morgan:

  • Securities
  • Risk Management
  • Due Diligence
  • Project Management
  • Client Relationships
  • Java

4. LPL Financial

Zippia score 4.7

How LPL Financial uses Securities:

  • Reconciled Securities cash settlement - notify/resolve trade cancellation and other trade issues.
  • Offer advice on the purchase or sale of particular securities Explain stock market terms or trading practices to clients.
  • Processed tax adjustments on transfer of securities Processed and reported sales and acquisitions of securities Reconciliation of clients' portfolios

Most common skills for LPL Financial:

  • QA
  • Customer Service
  • End Testing
  • Securities
  • Data Extraction
  • On-Time Delivery

5. Financial Industry Regulatory Authority (finra)

Zippia score 4.7

How Financial Industry Regulatory Authority (finra) uses Securities:

  • Honored by executive committee with Gold Premier Achievement Award for contributing to entire securities industry.
  • Examined new products post-review for conformity with securities regulations.
  • Passed Series 7 (General Securities Representative) Exam.

Most common skills for Financial Industry Regulatory Authority (finra):

  • Securities
  • FINRA
  • PeopleSoft
  • Amazon Web Services
  • Data Analysis
  • Financial Data

6. Raymond James Financial

Zippia score 4.7

How Raymond James Financial uses Securities:

  • Confirm trades with outside broker-dealers to ensure settlement during the securities and derivatives trading process.
  • Served as a primary contact for national and state securities regulators.
  • Helped ensure compliance with SEC, NYSE and NASD (FINRA) securities regulations.

Most common skills for Raymond James Financial:

  • Splunk
  • SharePoint
  • Client Accounts
  • Virtualization
  • Securities
  • Excellent Organizational

7. Morgan Stanley

Zippia score 4.6

How Morgan Stanley uses Securities:

  • Prepare and provide Security & Pool information to the brokers for TBA sell as required by convention for mortgage backed securities.
  • Researched account information and analyzed qualifications to assist clients with securities litigation paperwork, providing accurate and timely documentation.
  • Performed securities research & analysis, including extensive marketing skills for portfolio assessment & management.

Most common skills for Morgan Stanley:

  • Securities
  • Java
  • Risk Management
  • SharePoint
  • Fixed Income
  • Derivative

8. Citi

Zippia score 4.6

How Citi uses Securities:

  • Reconcile all foreign and domestic breaks impacting cash and securities custody accounts.
  • Monitor and investigate money laundering activities and securities fraud.
  • Manage safekeeping and settlement of international securities.

Most common skills for Citi:

  • Customer Service
  • Project Management
  • Outbound Calls
  • UAT
  • Unix
  • Credit Card

9. Ernst & Young

Zippia score 4.7

How Ernst & Young uses Securities:

  • Developed seminars for firm personnel on financial instruments including derivative securities.
  • Intern in Financial Services Office - Structured Finance specializing in Asset-Backed Securities (ABS)
  • Recruited as First-Chair Trial Counsel on professional malpractice, financial institution and securities class action cases.

Most common skills for Ernst & Young:

  • Financial Statements
  • Project Management
  • Internal Audit
  • Process Improvement
  • Audit Procedures
  • Business Development

10. New York Life Insurance

Zippia score 4.5

How New York Life Insurance uses Securities:

  • Registered representative offering securities and insurance products and services through NY Life Securities LLC and NY Life Insurance Company.
  • Put in charge of running securities training classes of employees.
  • Prepare semi-annual reports for Eagle Strategies and NYLIFE Securities Board of Directors.

Most common skills for New York Life Insurance:

  • Financial Products
  • Annuities
  • Life Insurance
  • Financial Services
  • Cold Calls
  • Term Care

11. Wells Fargo

Zippia score 4.6

How Wells Fargo uses Securities:

  • Administered complex US securities or over-the-counter derivative transactions.
  • Researched and completed securities litigation claim forms.
  • Provide security quotes, knowledge of securities markets and account transaction overview.

Most common skills for Wells Fargo:

  • Customer Service
  • FHA
  • Outbound Calls
  • Loan Applications
  • Bank Products
  • Financial Products

12. Thrivent

Zippia score 4.4

How Thrivent uses Securities:

  • Received both my series 6: Investment company products/variable life contracts & the Series 63: Uniform Securities Agent State Law Examination
  • Complete securities transactions, fund and account transfers, retirement and estate planning, and charitable giving objectives.

Most common skills for Thrivent:

  • Life Insurance
  • Financial Products
  • Annuities
  • Customer Service
  • Splunk
  • Salesforce

13. BNY Mellon

Zippia score 4.4

How BNY Mellon uses Securities:

  • Researched and reconciled the accounting system against the custody systems for both cash and securities.
  • Centralized process of requesting mortgage backed securities monthly, quarterly and annual pay-down factors from an individual accountant function.
  • Analyze and interpret securities market data from numerous vendors.

Most common skills for BNY Mellon:

  • Financial Statements
  • Securities
  • Reconciliations
  • Client Service
  • Wire Transfers
  • Unix

14. U.S. Department of the Treasury

Zippia score 4.5

How U.S. Department of the Treasury uses Securities:

  • Reviewed and commented on applications and supporting documents for membership to the International Organization of Securities Commissions (IOSCO).
  • Interacted with senior OIA and Enforcement staff to fashion practical and expeditious methods to assist in securities investigations and litigation.

Most common skills for U.S. Department of the Treasury:

  • Treasury
  • IRS
  • SharePoint
  • PowerPoint
  • Subpoenas
  • Tax Issues

15. U.S. Bank

Zippia score 4.6

How U.S. Bank uses Securities:

  • Designed line of credit collateralized by securities and negotiated joint venture with national trust company for successful rollout.
  • Communicate with Trust Investments relative to client requests and with Securities Processing regarding securities settlement.
  • Drafted policies and procedures designed to ensure the Municipal Securities Group was in compliance with all applicable laws.

Most common skills for U.S. Bank:

  • Customer Service
  • ATM
  • Credit Card
  • Loan Applications
  • Bank Products
  • Customer Accounts

16. Fidelity Investments

Zippia score 4.6

How Fidelity Investments uses Securities:

  • Calculate and analyze the Net Asset Value of Fidelity's Securities and Mutual Funds.
  • Assist Financial Representatives with solving and successfully executing complex securities trading.
  • Handled a full spectrum of customer inquiries including securities trading, processing monetary transactions and security evaluation.

Most common skills for Fidelity Investments:

  • Customer Service
  • QA
  • Process Improvement
  • Project Management
  • Inbound Calls
  • Problem Resolution

17. Bank of America

Zippia score 4.7

How Bank of America uses Securities:

  • Supervised team of 6 - provided Trustee oversight for mortgage-backed securities administration.
  • Created spreadsheets with potential pair offs on securities traded between broker dealers and emailed them to various counter parties for approval.
  • Provided daily inventory of securities, ensured compliance with regulations, prepared/processed trade corrections, and maintained necessary records for compliance.

Most common skills for Bank of America:

  • Customer Service
  • SharePoint
  • Credit Card
  • Process Improvement
  • FHA
  • Sigma

18. Goldman Sachs

Zippia score 4.8

How Goldman Sachs uses Securities:

  • Advised Securities Division management on regulatory matters and company policies, and recommended corrective action.
  • Developed training plan and needs analysis for the Securities Divisions, managed resources responsible for training administration.
  • Supported Securities Lending Division by monitoring daily positions and contacting buy-in desk on outstanding aged stock loans.

Most common skills for Goldman Sachs:

  • PowerPoint
  • Derivative
  • Java
  • Securities
  • Linux
  • Fixed Income

19. KPMG LLP

Zippia score 4.8

How KPMG LLP uses Securities:

  • Provided fair value estimation on hard to value securities (e.g.
  • Performed independent valuations of derivative, securities, alternative investments and other investment products.
  • Supervised multiple securitization transactions, providing services to many major issuers of asset- backed and mortgage-backed securities in the United States.

Most common skills for KPMG LLP:

  • SOX
  • Project Management
  • Business Development
  • PowerPoint
  • Audit Engagements
  • Financial Statements

20. First Command Financial Services

Zippia score 4.7

How First Command Financial Services uses Securities:

  • Maintained licensure and compliance with National Association of Securities Dealers(NASD) and the Securities Exchange Commission (SEC).

Most common skills for First Command Financial Services:

  • Life Insurance
  • Annuities
  • Gap Analysis
  • MDM
  • Securities
  • Project Management

Other skills