Investment executive vs assistant vice president

Differences between investment executive and assistant vice president duties and responsibilities

Investment executive example responsibilities.

• Manage nearly USD 20MM in Peruvian equities for select high net worth individuals.
• Create and manage investment securities portfolios optimize to address each client's specific needs using establish asset allocation principles.
• Manage and strengthen customer relationships through cross-selling and up-selling to maximize retention and income generation by contacting existing and prospective customers.
• Profile and sell appropriate equities, bonds and annuities to clients.
• Market and create wealth preservation portfolios to meet specific high-net-worth client needs, using annuities and insurance.
• Provide clients of a major financial institution with investment advice and securities transactions.
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Assistant vice president example responsibilities.

• Implement budget report which allow unit to achieve expense objective of $25MM/397 FTE target.
• Manage and update controls and procedures as needed to maintain SOX compliance and manage quarterly testing for the department.
• Manage the BSA portion of all regulatory examinations with outside auditors and regulators.
• Manage daily ACH transfers and wire transactions including verifying all investor distributions are process.
• Manage Citi's capital planning and funding process and develop recommendations for capital utilization.
• Prepare presentations, contracts, manage logistics, provide quality control and safety requirements.
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